Christine Hurtsellers - Jul 3, 2023 Form 4 Insider Report for Voya Financial, Inc. (VOYA)

Role
CEO, Investment Management
Signature
/s/ My Chi To, Attorney-in-Fact
Stock symbol
VOYA
Transactions as of
Jul 3, 2023
Transactions value $
$0
Form type
4
Date filed
7/5/2023, 05:03 PM
Previous filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VOYA Common Stock Options Exercise $0 +1.68K +5.66% $0.00 31.3K Jul 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VOYA Restricted Stock Units Options Exercise $0 -1.68K -4.48% $0.00 35.8K Jul 3, 2023 Common Stock 1.68K Direct F4
holding VOYA Performance Stock Unit 81.1K Jul 3, 2023 Common Stock 81.1K Direct F2
holding VOYA Performance-Based Stock Options 111K Jul 3, 2023 Common Stock 111K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
F2 The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3 The options vest based on the conditions set forth in their respective agreements.
F4 The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Remarks:

CEO, Investment Management