Matthew D. Kaplan - Mar 7, 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
CEO and President
Signature
/s/ Adam M. Kleinman, Attorney-in-Fact
Stock symbol
GECC
Transactions as of
Mar 7, 2023
Transactions value $
$82,453
Form type
4
Date filed
3/9/2023, 08:28 PM
Previous filing
Jun 17, 2022
Next filing
Mar 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Purchase $45.8K +5.02K +251% $9.13 7.02K Mar 7, 2023 Direct F1
transaction GECC Common Stock Purchase $20.8K +2.2K +31.35% $9.46 9.22K Mar 8, 2023 Direct F2
transaction GECC Common Stock Purchase $15.8K +1.68K +18.21% $9.41 10.9K Mar 9, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.11 to $9.15, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.50, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.30 to $9.48, inclusive. The Reporting Person undertakes to provide to GECC, any security holder of GECC, or the staff of the SEC, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.