Matthew D. Kaplan - Mar 10, 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role: CEO and President
Signature: /s/ Adam M. Kleinman, Attorney-in-Fact
Stock symbol: GECC
Transactions as of: Mar 10, 2023
Transactions value $: $10,219
Form type: 4
Date filed: 3/14/2023, 08:51 PM
Previous filing: Mar 9, 2023
Next filing: Oct 11, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GECC	Common Stock	Purchase	$10.2K	+1.1K	+10.09%	$9.29	12K	Mar 10, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.41, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.

Content

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.25 to $9.41, inclusive. The Reporting Person undertakes to provide to Great Elm Capital Corp. ("GECC"), any security holder of GECC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein.