Matthew D. Kaplan - Oct 10, 2023 Form 4 Insider Report for Great Elm Capital Corp. (GECC)

Role
CEO and President
Signature
/s/ Adam M. Kleinman, attorney-in-fact
Stock symbol
GECC
Transactions as of
Oct 10, 2023
Transactions value $
$0
Form type
4
Date filed
10/11/2023, 07:14 PM
Previous filing
Mar 14, 2023
Next filing
Sep 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GECC Common Stock Other $0 +38.7K +322.23% $0.00 50.7K Oct 10, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Kaplan is a Managing Director of Imperial Capital Asset Management, LLC ("ICAM"). Mr. Kaplan received an award of 38,668 fully vested shares of Great Elm Capital Corp.'s common stock, par value $0.01 per share, as equity compensation for his position at ICAM.