John R. Hutt - Nov 1, 2021 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Sr Vice Pres and Controller
Signature
/s/ Wendy B. Mahling for John R. Hutt
Stock symbol
AMP
Transactions as of
Nov 1, 2021
Transactions value $
-$89,710
Form type
4
Date filed
11/3/2021, 04:29 PM
Next filing
Dec 20, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $159K +1.48K +65.34% $107.61 3.74K Nov 1, 2021 Direct
transaction AMP Common Stock Tax liability -$249K -813 -21.77% $305.71 2.92K Nov 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -1.48K -100% $0.00* 0 Nov 1, 2021 Common Stock 1.48K $107.61 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.