John R. Hutt - Dec 16, 2021 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Sr Vice Pres and Controller
Signature
/s/ Wendy B. Mahling for John R. Hutt
Stock symbol
AMP
Transactions as of
Dec 16, 2021
Transactions value $
-$301,834
Form type
4
Date filed
12/20/2021, 03:37 PM
Previous filing
Nov 3, 2021
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise $223K +1.74K +59.38% $128.76 4.66K Dec 16, 2021 Direct
transaction AMP Common Stock Tax liability -$323K -1.07K -22.91% $302.80 3.59K Dec 16, 2021 Direct
transaction AMP Common Stock Sale -$202K -668 -18.61% $302.61 2.92K Dec 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Options Exercise $0 -1.74K -100% $0.00* 0 Dec 16, 2021 Common Stock 1.74K $128.76 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fully vested.