John R. Hutt - Jan 28, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Sr Vice Pres and Controller
Signature
/s/ Wendy B. Mahling for John R. Hutt
Stock symbol
AMP
Transactions as of
Jan 28, 2022
Transactions value $
-$38,554
Form type
4
Date filed
2/1/2022, 05:36 PM
Previous filing
Dec 20, 2021
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Award $0 +356 +12.18% $0.00 3.28K Jan 28, 2022 Direct
transaction AMP Common Stock Tax liability -$19.1K -64 -1.95% $298.09 3.21K Jan 29, 2022 Direct
transaction AMP Common Stock Tax liability -$19.5K -64 -1.99% $304.31 3.15K Jan 31, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Employee Stock Option (right to buy) Award $0 +659 $0.00 659 Jan 28, 2022 Common Stock 659 $298.09 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022.