Benjamin A. Horowitz - Jun 16, 2021 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Director
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Jun 16, 2021
Transactions value $
$0
Form type
4
Date filed
6/21/2021, 05:12 PM
Next filing
Jul 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise +1.06K 1.06K Jun 16, 2021 Direct F1
holding OKTA Class A Common Stock 797K Jun 16, 2021 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -1.06K -100% $0.00* 0 Jun 16, 2021 Class A Common Stock 1.06K Direct F1, F3
transaction OKTA Restricted Stock Units Award $0 +862 $0.00 862 Jun 17, 2021 Class A Common Stock 862 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2 The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
F3 The RSUs vested in full on June 16, 2021.
F4 The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.