Benjamin A. Horowitz - Jul 6, 2021 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Director
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Jul 6, 2021
Transactions value $
-$39,731,620
Form type
4
Date filed
7/8/2021, 05:01 PM
Previous filing
Jun 21, 2021
Next filing
Aug 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Sale -$658K -2.7K -0.34% $243.88 794K Jul 6, 2021 By Trust F1, F2, F3
transaction OKTA Class A Common Stock Sale -$1.34M -5.44K -0.69% $245.46 788K Jul 6, 2021 By Trust F1, F3, F4
transaction OKTA Class A Common Stock Sale -$2.75M -11.2K -1.42% $246.28 777K Jul 6, 2021 By Trust F1, F3, F5
transaction OKTA Class A Common Stock Sale -$8.14M -32.9K -4.24% $247.08 744K Jul 6, 2021 By Trust F1, F3, F6
transaction OKTA Class A Common Stock Sale -$1.42M -5.71K -0.77% $248.14 739K Jul 6, 2021 By Trust F1, F3, F7
transaction OKTA Class A Common Stock Sale -$748K -3K -0.41% $249.23 736K Jul 6, 2021 By Trust F1, F3, F8
transaction OKTA Class A Common Stock Sale -$989K -3.95K -0.54% $250.54 732K Jul 6, 2021 By Trust F1, F3, F9
transaction OKTA Class A Common Stock Sale -$2.82M -11.2K -1.53% $251.41 720K Jul 6, 2021 By Trust F1, F3, F10
transaction OKTA Class A Common Stock Sale -$984K -3.9K -0.54% $252.29 717K Jul 6, 2021 By Trust F1, F3, F11
transaction OKTA Class A Common Stock Sale -$3.7M -14.9K -2.08% $248.93 702K Jul 7, 2021 By Trust F1, F3, F12
transaction OKTA Class A Common Stock Sale -$10.3M -41.1K -5.86% $249.60 661K Jul 7, 2021 By Trust F1, F3, F13
transaction OKTA Class A Common Stock Sale -$2.94M -11.7K -1.77% $250.53 649K Jul 7, 2021 By Trust F1, F3, F14
transaction OKTA Class A Common Stock Sale -$2.29M -9.12K -1.41% $251.63 640K Jul 7, 2021 By Trust F1, F3, F15
transaction OKTA Class A Common Stock Sale -$657K -2.6K -0.41% $252.80 637K Jul 7, 2021 By Trust F1, F3, F16
transaction OKTA Class A Common Stock Sale -$50.7K -200 -0.03% $253.50 637K Jul 7, 2021 By Trust F1, F3
holding OKTA Class A Common Stock 1.06K Jul 6, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OKTA Restricted Stock Units 862 Jul 6, 2021 Class A Common Stock 862 Direct F17, F18
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.64 to $244.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.75 to $245.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.75 to $246.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.75 to $247.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.75 to $248.74 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.77 to $249.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.91 to $250.89 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.945 to $251.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.94 to $252.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.19 to $249.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.195 to $250.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.19 to $251.175 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.19 to $252.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.31 to $253.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F18 The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.