Benjamin A. Horowitz - Aug 2, 2021 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Director
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Stock symbol
OKTA
Transactions as of
Aug 2, 2021
Transactions value $
-$19,730,819
Form type
4
Date filed
8/4/2021, 05:01 PM
Previous filing
Jul 8, 2021
Next filing
Jun 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Sale -$483K -2K -0.31% $241.41 635K Aug 2, 2021 By Trust F1, F2, F3
transaction OKTA Class A Common Stock Sale -$2.01M -8.3K -1.31% $242.35 627K Aug 2, 2021 By Trust F1, F3, F4
transaction OKTA Class A Common Stock Sale -$2.39M -9.82K -1.57% $243.43 617K Aug 2, 2021 By Trust F1, F3, F5
transaction OKTA Class A Common Stock Sale -$860K -3.52K -0.57% $244.24 613K Aug 2, 2021 By Trust F1, F3, F6
transaction OKTA Class A Common Stock Sale -$3.09M -12.6K -2.05% $245.31 601K Aug 2, 2021 By Trust F1, F3, F7
transaction OKTA Class A Common Stock Sale -$6.32M -25.7K -4.27% $246.39 575K Aug 2, 2021 By Trust F1, F3, F8
transaction OKTA Class A Common Stock Sale -$4M -16.2K -2.82% $247.08 559K Aug 2, 2021 By Trust F1, F3, F9
transaction OKTA Class A Common Stock Sale -$472K -1.9K -0.34% $248.38 557K Aug 2, 2021 By Trust F1, F3
transaction OKTA Class A Common Stock Sale -$49.1K -200 -0.04% $245.42 557K Aug 3, 2021 By Trust F1, F3, F10
transaction OKTA Class A Common Stock Sale -$49.4K -200 -0.04% $246.95 557K Aug 3, 2021 By Trust F1, F3, F11
holding OKTA Class A Common Stock 1.06K Aug 2, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OKTA Restricted Stock Units 862 Aug 2, 2021 Class A Common Stock 862 Direct F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.81 to $241.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
F4 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.82 to $242.805 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $242.83 to $243.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.84 to $244.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $244.845 to $245.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.845 to $246.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.85 to $247.41 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.26 to $245.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.71 to $247.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F13 The RSUs vest in full on the earlier of June 17, 2022 or the date immediately prior to the Issuer's next regular annual shareholders meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.