Dongyi Liao - Feb 8, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
SVP of Applications
Signature
/s/ Ming Qiu, Attorney-in-Fact for Dongyi Liao
Stock symbol
CPTN
Transactions as of
Feb 8, 2023
Transactions value $
$0
Form type
4
Date filed
2/10/2023, 04:13 PM
Previous filing
May 5, 2022
Next filing
Mar 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +172K +86.15% $0.00 372K Feb 8, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer awarded the Reporting Person 172,308 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on February 20, 2024, February 20, 2025 and February 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney