Dongyi Liao - Mar 14, 2023 Form 4 Insider Report for Cepton, Inc. (CPTN)

Signature
/s/ Ming Qiu, Attorney-in-Fact for Dongyi Liao
Stock symbol
CPTN
Transactions as of
Mar 14, 2023
Transactions value $
$0
Form type
4
Date filed
3/14/2023, 04:42 PM
Previous filing
Feb 10, 2023
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +200K +53.72% $0.00 572K Mar 14, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in four equal installments on May 20, 2024, May 20, 2025, May 20, 2026 and May 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.