Dongyi Liao - May 13, 2024 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role: Chief Technology Officer
Signature: /s/ Dongyi Liao
Stock symbol: CPTN
Transactions as of: May 13, 2024
Transactions value $: $0
Form type: 4
Date filed: 5/14/2024, 05:29 PM
Previous filing: Mar 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CPTN	Common Stock	Award	$0	+180K	+314.52%	$0.00	237K	May 13, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Issuer awarded the Reporting Person 180,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in three equal installments on May 20, 2025, May 20, 2026 and May 20, 2027, in each case subject to early termination and adjustment as provided in the applicable award agreement.

Remarks:

The securities reported on this Form 4 have been adjusted to reflect the 1-for-10 reverse stock split of the Issuer's common stock effected on September 21, 2023.