| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Common Stock | Options Exercise | $20M | +562K | +160.81% | $35.61 | 912K | Oct 14, 2021 | Direct | |
| transaction | JPM | Common Stock | Tax liability | -$60.8M | -375K | -41.15% | $162.04 | 537K | Oct 14, 2021 | Direct | |
| holding | JPM | Common Stock | 8.11K | Oct 14, 2021 | By 401(k) | ||||||
| holding | JPM | Common Stock | 2.1M | Oct 14, 2021 | By Family Trusts | ||||||
| holding | JPM | Common Stock | 4.83M | Oct 14, 2021 | By GRATs | ||||||
| holding | JPM | Common Stock | 153K | Oct 14, 2021 | By LLC | F1 | |||||
| holding | JPM | Common Stock | 872K | Oct 14, 2021 | By Spouse |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | JPM | Stock Appreciation Rights | Options Exercise | $0 | -562K | -100% | $0.00 | 0 | Oct 14, 2021 | Common Stock | 562K | $35.61 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest. |
| F2 | Exercise of SARs pursuant to 10b5-1 Plan dated August 9, 2021 |
| F3 | Stock appreciation rights granted on January 18, 2012, which have a ten-year term, became exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. |