M. Farooq Kathwari - Aug 12, 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Aug 12, 2021
Transactions value $
-$215,433
Form type
4
Date filed
8/13/2021, 06:43 PM
Next filing
Aug 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Tax liability -$215K -8.1K -0.39% $26.60 2.05M Aug 12, 2021 Direct F1
holding ETD Common Stock 446K Aug 12, 2021 The Irfan Kathwari Foundation
holding ETD Common Stock 15.4K Aug 12, 2021 Shares held by spouse
holding ETD Common Stock 8.57K Aug 12, 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 12, 2021.