M. Farooq Kathwari - Aug 26, 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Aug 26, 2021
Transactions value $
$249,686
Form type
4
Date filed
8/27/2021, 06:19 PM
Previous filing
Aug 13, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $709K +29.8K +1.45% $23.80 2.08M Aug 26, 2021 Direct F1
transaction ETD Common Stock Tax liability -$460K -19.3K -0.93% $23.80 2.06M Aug 26, 2021 Direct F2
holding ETD Common Stock 446K Aug 26, 2021 The Irfan Kathwari Foundation
holding ETD Common Stock 15.4K Aug 26, 2021 Shares held by spouse
holding ETD Common Stock 8.57K Aug 26, 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of performance-based restricted stock units, previously granted on July 25, 2018, that were earned and subsequently vested and issued on August 26, 2021.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 26, 2021.