M. Farooq Kathwari - Nov 2, 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Nov 2, 2021
Transactions value $
$0
Form type
4
Date filed
11/4/2021, 05:22 PM
Previous filing
Sep 17, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift -$1.83M -75K -3.71% $24.35 1.95M Nov 2, 2021 Direct F1, F2
transaction ETD Common Stock Gift $1.83M +75K +16.82% $24.35 521K Nov 2, 2021 The Irfan Kathwari Foundation F1, F2
holding ETD Common Stock 40K Nov 2, 2021 Grandchildren's trust accounts
holding ETD Common Stock 15.4K Nov 2, 2021 Shares held by spouse
holding ETD Common Stock 8.57K Nov 2, 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent a bona fide charitable gift by the reporting person to The Irfan Kathwari Foundation.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on November 2, 2021, the date the gifting of shares were transacted.