M. Farooq Kathwari - Dec 16, 2021 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Dec 16, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 04:12 PM
Previous filing
Nov 4, 2021
Next filing
Aug 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift -$1.78M -70K -3.46% $25.44 1.95M Dec 16, 2021 Direct F1, F2
transaction ETD Common Stock Gift $1.53M +60K +150% $25.44 100K Dec 16, 2021 Grandchildren's trust accounts F1, F2
transaction ETD Common Stock Gift $254K +10K +2.24% $25.44 456K Dec 16, 2021 The Irfan Kathwari Foundation F2, F3
holding ETD Common Stock 15.4K Dec 16, 2021 Shares held by spouse
holding ETD Common Stock 8.57K Dec 16, 2021 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent bona fide gifts by the reporting person to four irrevocable trusts held in the names of the reporting person's grandchildren as beneficiaries. Shares are equally held in each of the four irrevocable trusts, of which the reporting person's spouse and other members of his family are trustees.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 16, 2021, the date the gifting of shares were transacted.
F3 These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.