M. Farooq Kathwari - Aug 9, 2022 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Aug 9, 2022
Transactions value $
$0
Form type
4
Date filed
8/11/2022, 05:56 PM
Previous filing
Dec 17, 2021
Next filing
Aug 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Award $0 +15.9K +0.85% $0.00 1.89M Aug 9, 2022 Direct F1
holding ETD Common Stock 100K Aug 9, 2022 Grandchildren's trust accounts
holding ETD Common Stock 531K Aug 9, 2022 The Irfan Kathwari Foundation
holding ETD Common Stock 15.4K Aug 9, 2022 Shares held by spouse
holding ETD Common Stock 8.57K Aug 9, 2022 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 9, 2023.