Ashley Chang - Jan 19, 2022 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Ashley Chang
Stock symbol
RBB
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4
Date filed
1/26/2022, 06:55 PM
Next filing
Jan 20, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBB Option (right to buy) 6K Jan 19, 2022 Common Stock 6K $20.55 Direct F1
holding RBB Option (right to buy) 30K Jan 19, 2022 Common Stock 30K $17.74 Direct F2
holding RBB Restricted Stock Units 1.2K Jan 19, 2022 Restricted Stock Units 1.2K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.

Remarks:

Ashley Chang was granted 1,196 restricted stock units that will vest in three equal annual installments on 01/19/2023, 01/19/2024, and 01/19/2025.