Ashley Chang - Jan 18, 2023 Form 4 Insider Report for RBB Bancorp (RBB)

Role
EVP
Signature
/s/ Ashley Chang
Stock symbol
RBB
Transactions as of
Jan 18, 2023
Transactions value $
$0
Form type
4
Date filed
1/20/2023, 08:50 PM
Previous filing
Jan 26, 2022
Next filing
Jan 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBB Common Stock, No Par Value Options Exercise $0 +399 $0.00 399 Jan 19, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBB Restricted Stock Units Options Exercise $0 -399 -33.36% $0.00 797 Jan 19, 2023 Restricted Stock Units 1.2K $0.00 Direct F3, F4
holding RBB Option (right to buy) 6K Jan 18, 2023 Common Stock 6K $20.55 Direct F1
holding RBB Option (right to buy) 30K Jan 18, 2023 Common Stock 30K $17.74 Direct F2
holding RBB Restricted Stock Units 1.73K Jan 18, 2023 Restricted Stock Units 1.73K $0.00 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options vest in three equal annual installments beginning one year after the 01/22/2020 date of grant.
F2 These options vest in three equal annual installments beginning one year after the 01/21/2021 date of grant.
F3 These restricted stock units vest in three equal annual installments beginning one year after the 01/19/2022 date of grant.
F4 There will be no expiration date once restricted stock units vest.
F5 These restricted stock units vest in three equal annual installments beginning one year after the 01/18/2023 date of grant.

Remarks:

Ashley Chang was granted 1,725 restricted stock units that will vest in three equal annual installments on 01/18/2024, 01/18/2025, and 01/18/2026. The first vesting of the RSUs that were granted on 1/19/2022 are also reflected.