M. Farooq Kathwari - Sep 1, 2022 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Sep 1, 2022
Transactions value $
$262,077
Form type
4
Date filed
9/2/2022, 04:20 PM
Previous filing
Aug 12, 2022
Next filing
Dec 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Options Exercise $744K +31.6K +1.68% $23.53 1.92M Sep 1, 2022 Direct F1
transaction ETD Common Stock Tax liability -$482K -20.5K -1.07% $23.53 1.9M Sep 1, 2022 Direct F2
holding ETD Common Stock 100K Sep 1, 2022 Grandchildren's trust accounts
holding ETD Common Stock 531K Sep 1, 2022 The Irfan Kathwari Foundation
holding ETD Common Stock 15.4K Sep 1, 2022 Shares held by spouse
holding ETD Common Stock 8.57K Sep 1, 2022 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of performance-based restricted stock units, previously granted on August 5, 2019, that were earned and subsequently vested and issued on September 1, 2022.
F2 Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 1, 2022.