M. Farooq Kathwari - Dec 1, 2022 Form 4 Insider Report for ETHAN ALLEN INTERIORS INC (ETD)

Role
Chairman, President & CEO, Director, 10%+ Owner
Signature
/s/ Eric D. Koster as attorney-in-fact for M. Farooq Kathwari
Stock symbol
ETD
Transactions as of
Dec 1, 2022
Transactions value $
$0
Form type
4
Date filed
12/2/2022, 04:14 PM
Previous filing
Sep 2, 2022
Next filing
Mar 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETD Common Stock Gift -$1.79M -65K -3.43% $27.54 1.83M Dec 1, 2022 Direct F1, F2
transaction ETD Common Stock Gift $1.79M +65K +12.25% $27.54 596K Dec 1, 2022 The Irfan Kathwari Foundation F1, F2
holding ETD Common Stock 100K Dec 1, 2022 Grandchildren's trust accounts
holding ETD Common Stock 15.4K Dec 1, 2022 Shares held by spouse
holding ETD Common Stock 8.57K Dec 1, 2022 Shares held in 401(k) plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.
F2 The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 1, 2022, the date the gifting of shares were transacted.