Shu-Hua (Joshua) Yeh - Jul 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Officer
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jul 22, 2022
Transactions value $
-$17,867
Form type
4
Date filed
7/26/2022, 04:05 PM
Previous filing
Jun 29, 2022
Next filing
Oct 26, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$757 -416 -0.14% $1.82* 290K Jul 22, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$3.04K -1.67K -0.58% $1.82* 288K Jul 22, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$1.97K -1.08K -0.38% $1.82* 287K Jul 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$2.99K -1.64K -0.57% $1.82* 285K Jul 22, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$3.47K -1.91K -0.67% $1.82* 283K Jul 22, 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$5.63K -1.9K -0.67% $2.96 281K Jul 25, 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.