Shu-Hua (Joshua) Yeh - Oct 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Oct 24, 2022
Transactions value $
-$18,385
Form type
4
Date filed
10/26/2022, 04:03 PM
Previous filing
Jul 26, 2022
Next filing
Jan 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$1.13K -414 -0.15% $2.74* 281K Oct 24, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$4.58K -1.67K -0.59% $2.74* 279K Oct 24, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$2.96K -1.08K -0.39% $2.74* 278K Oct 24, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$4.5K -1.64K -0.59% $2.74* 277K Oct 24, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$5.21K -1.9K -0.69% $2.74* 275K Oct 24, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.

Remarks:

*** Senior Vice President and Asia General Manager