Chih-Hsiang (Thompson) Lin - Oct 24, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Oct 24, 2022
Transactions value $
-$54,759
Form type
4
Date filed
10/26/2022, 04:02 PM
Previous filing
Jul 26, 2022
Next filing
Nov 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$5.5K -2.01K -0.23% $2.74* 868K Oct 24, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$12.8K -4.68K -0.54% $2.74* 863K Oct 24, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$8.68K -3.17K -0.37% $2.74* 860K Oct 24, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$12.5K -4.55K -0.53% $2.74* 856K Oct 24, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$15.3K -5.59K -0.65% $2.74* 850K Oct 24, 2022 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.