Chih-Hsiang (Thompson) Lin - Nov 8, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: President and CEO, Director
Signature: /s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol: AAOI
Transactions as of: Nov 8, 2022
Transactions value $: $97,766
Form type: 4
Date filed: 11/8/2022, 05:15 PM
Previous filing: Oct 26, 2022
Next filing: Jan 25, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Purchase	$97.8K	+44.4K	+5.23%	$2.20^*	894K	Nov 8, 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares were purchased in multiple transactions on November 8, 2022 at actual sale prices ranging from $2.13 to $2.22 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Content

The shares were purchased in multiple transactions on November 8, 2022 at actual sale prices ranging from $2.13 to $2.22 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.