Tracy D. Daw - Mar 13, 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy Daw
Stock symbol
FNKO
Transactions as of
Mar 13, 2024
Transactions value $
$0
Form type
4
Date filed
3/15/2024, 06:30 PM
Previous filing
Mar 13, 2024
Next filing
Apr 2, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Award $0 +50.4 K $0.00 50.4 K Mar 13, 2024 CLASS A COMMON STOCK 50.4 K Direct F1, F2
transaction FNKO Option to Purchase Class A Common Stock Award $0 +126 K $0.00 126 K Mar 13, 2024 CLASS A COMMON STOCK 126 K $6.37 Direct F3
transaction FNKO Restricted Stock Units Award $0 +15 K $0.00 15 K Mar 13, 2024 CLASS A COMMON STOCK 15 K Direct F1, F4

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F3 The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 13, 2024 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
F4 The RSUs vest in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.