Tracy D. Daw - Mar 29, 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Role
CHIEF LEGAL OFFICER
Signature
/s/ Tracy D. Daw
Stock symbol
FNKO
Transactions as of
Mar 29, 2024
Transactions value $
$0
Form type
4
Date filed
4/2/2024, 07:17 PM
Previous filing
Mar 15, 2024
Next filing
Apr 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FNKO CLASS A COMMON STOCK Options Exercise $0 +15K +29.31% $0.00 66.2K Mar 29, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FNKO Restricted Stock Units Options Exercise $0 -15K -100% $0.00* 0 Mar 29, 2024 CLASS A COMMON STOCK 15K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
F2 The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
F3 On August 11, 2023, the Reporting Person was granted 15,000 RSUs vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.