Howard I. Ungerleider - Feb 10, 2022 Form 4 Insider Report for DOW INC. (DOW)

Role
President and CFO
Signature
/s/ Howard I. Ungerleider
Stock symbol
DOW
Transactions as of
Feb 10, 2022
Transactions value $
-$200,742
Form type
4
Date filed
2/14/2022, 06:02 PM
Previous filing
Dec 20, 2021
Next filing
May 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Award $0 +11.5K +10.82% $0.00 117K Feb 10, 2022 Direct F1
transaction DOW Common Stock Disposed to Issuer -$201K -3.29K -2.8% $61.09 114K Feb 11, 2022 Direct F2, F3
holding DOW Common Stock 134K Feb 10, 2022 By Trust
holding DOW Common Stock 325 Feb 10, 2022 By 401(k) Plan
holding DOW Common Stock 925 Feb 10, 2022 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +84.1K $0.00 84.1K Feb 10, 2022 Common Stock 84.1K $60.95 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment.
F2 Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3.
F3 Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021.
F4 This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes.