Howard I. Ungerleider - May 4, 2022 Form 4 Insider Report for DOW INC. (DOW)

Role
President and CFO
Signature
/s/ Howard I. Ungerleider
Stock symbol
DOW
Transactions as of
May 4, 2022
Transactions value $
-$3,760,961
Form type
4
Date filed
5/6/2022, 04:49 PM
Previous filing
Feb 14, 2022
Next filing
Aug 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $3.39M +104K +91.15% $32.57 218K May 4, 2022 Direct
transaction DOW Common Stock Sale -$7.15M -104K -47.69% $68.70 114K May 4, 2022 Direct F1, F2
transaction DOW Common Stock Gift $0 -8.06K -7.06% $0.00 106K May 4, 2022 Direct F3
transaction DOW Common Stock Gift $0 +8.06K +6.02% $0.00 142K May 4, 2022 By Trust
transaction DOW Common Stock Gift $0 -10K -7.04% $0.00 132K May 4, 2022 By Trust F4
holding DOW Common Stock 339 May 4, 2022 By 401(k) Plan
holding DOW Common Stock 922 May 4, 2022 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -104K -100% $0.00* 0 May 4, 2022 Common Stock 104K $32.57 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.56 to $68.96. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Total includes previously reported restricted stock units.
F4 Bona fide gift to a charitable foundation.
F5 This option granted in February 2013, and expiring on February 15, 2023, is fully vested and exercisable.