Stephen Webster - May 23, 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Financial Officer
Signature
/s/ Megan E. Glise under Power of Attorney for Stephen Webster
Stock symbol
LXFR
Transactions as of
May 23, 2022
Transactions value $
-$51,580
Form type
4
Date filed
5/25/2022, 05:35 PM
Previous filing
Mar 15, 2022
Next filing
Mar 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +2K +18.7% 12.7K May 23, 2022 Direct F1, F2
transaction LXFR Ordinary Shares Options Exercise +186 +1.46% 12.9K May 23, 2022 Direct F1
transaction LXFR Ordinary Shares Options Exercise +1.5K +11.64% 14.4K May 23, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +109 +0.76% 14.5K May 23, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +1.5K +10.35% 16K May 23, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +66 +0.41% 16.1K May 23, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +800 +4.98% 16.9K May 23, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +19 +0.11% 16.9K May 23, 2022 Direct F3
transaction LXFR Ordinary Shares Options Exercise +167 +0.99% 17K May 23, 2022 Direct F1
transaction LXFR Ordinary Shares Tax liability -$51.6K -3.24K -19.01% $15.92 13.8K May 23, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -2K -100% 0 May 23, 2022 Ordinary Shares 2K Direct F1, F4
transaction LXFR Dividend Equivalent Rights Options Exercise -186 -100% 0 May 23, 2022 Ordinary Shares 186 Direct F5
transaction LXFR Stock Options (Right to Buy) Options Exercise -1.5K -66.67% 750 May 23, 2022 Ordinary Shares 1.5K Direct F3, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -109 -56.77% 83 May 23, 2022 Ordinary Shares 109 Direct F7
transaction LXFR Stock Options (Right to Buy) Options Exercise -1.5K -50% 1.5K May 23, 2022 Ordinary Shares 1.5K Direct F3, F8
transaction LXFR Dividend Equivalent Rights Options Exercise -66 -36.87% 113 May 23, 2022 Ordinary Shares 66 Direct F7
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -25% 2.4K May 23, 2022 Ordinary Shares 800 Direct F3, F9
transaction LXFR Dividend Equivalent Rights Options Exercise -19 -19.19% 80 May 23, 2022 Ordinary Shares 19 Direct F7
transaction LXFR Dividend Equivalent Rights Options Exercise -167 -100% 0 May 23, 2022 Ordinary Shares 167 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F2 Includes 107 shares acquired pursuant to the Luxfer Share Incentive Plan and 147 additional shares acquired from dividend reinvestment transactions.
F3 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F4 The option vested in three equal annual installments beginning on March 26, 2019. The option is fully vested.
F5 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of 50 pence per Ordinary Share.
F6 The option vests in four equal annual installments beginning on March 14, 2020.
F7 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F8 The option vests in four equal annual installments beginning on March 13, 2021.
F9 The option vests in four equal annual installments beginning on March 15, 2022.