Stephen Webster - Mar 16, 2023 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Chief Financial Officer
Signature
/s/ Megan E. Glise under Power of Attorney for Stephen Webster
Stock symbol
LXFR
Transactions as of
Mar 16, 2023
Transactions value $
-$27,440
Form type
4
Date filed
3/20/2023, 05:36 PM
Previous filing
May 25, 2022
Next filing
Nov 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +750 +5.22% 15.1K Mar 16, 2023 Direct F1, F2
transaction LXFR Ordinary Shares Options Exercise +102 +0.67% 15.2K Mar 16, 2023 Direct F1
transaction LXFR Ordinary Shares Options Exercise +750 +4.93% 16K Mar 16, 2023 Direct F1
transaction LXFR Ordinary Shares Options Exercise +65 +0.41% 16K Mar 16, 2023 Direct F1
transaction LXFR Ordinary Shares Options Exercise +800 +4.99% 16.8K Mar 16, 2023 Direct F1
transaction LXFR Ordinary Shares Options Exercise +45 +0.27% 16.9K Mar 16, 2023 Direct F1
transaction LXFR Ordinary Shares Options Exercise +1K +5.92% 17.9K Mar 16, 2023 Direct F1
transaction LXFR Ordinary Shares Options Exercise +43 +0.24% 17.9K Mar 16, 2023 Direct F1
transaction LXFR Ordinary Shares Tax liability -$27.4K -1.78K -9.95% $15.39 16.1K Mar 16, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Stock Options (Right to Buy) Options Exercise -750 -100% 0 Mar 16, 2023 Ordinary Shares 750 Direct F1, F3
transaction LXFR Dividend Equivalent Rights Options Exercise -102 -100% 0 Mar 16, 2023 Ordinary Shares 102 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -750 -50% 750 Mar 16, 2023 Ordinary Shares 750 Direct F1, F5
transaction LXFR Dividend Equivalent Rights Options Exercise -65 -42.48% 88 Mar 16, 2023 Ordinary Shares 65 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -800 -33.33% 1.6K Mar 16, 2023 Ordinary Shares 800 Direct F1, F6
transaction LXFR Dividend Equivalent Rights Options Exercise -45 -31.69% 97 Mar 16, 2023 Ordinary Shares 45 Direct F4
transaction LXFR Stock Options (Right to Buy) Options Exercise -1K -25% 3K Mar 16, 2023 Ordinary Shares 1K Direct F1, F7
transaction LXFR Dividend Equivalent Rights Options Exercise -43 -32.09% 91 Mar 16, 2023 Ordinary Shares 43 Direct F4
transaction LXFR Stock Options (Right to Buy) Award +4.28K 4.28K Mar 20, 2023 Ordinary Shares 4.28K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Includes (i) 246 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan for the purchase periods of January 1, 2022 - May 31, 2022 and June 1, 2022 - December 31, 2022 and (ii) 315 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to the automatic dividend reinvestment feature of the Luxfer Holdings PLC Long Term Umbrella Incentive Plan.
F3 The stock options vested in four equal annual installments beginning on March 14, 2020. The stock options are fully vested and exercised.
F4 Represents dividend equivalent rights accrued on employee stock options, which become exercisable proportionately with the options to which they relate. Each dividend equivalent right is the economic equivalent of one Ordinary Share. The subject dividend equivalent rights convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F5 The remaining stock options vest on March 13, 2024.
F6 The remaining stock options vest in two equal annual installments on March 15, 2024 and March 15, 2025, respectively.
F7 The remaining stock options vest in three equal annual installments beginning on March 14, 2024.
F8 The stock options vest in four equal annual installments beginning on March 20, 2024.