Guggenheim Active Allocation Fund

Ownership Transactions Reported by 25 Insiders

Symbol
GUG on NYSE
Location
227 W. Monroe Street, Chicago, Illinois

Insiders trading volume in the past year

Guggenheim Active Allocation Fund executives and other stock owners filed with the SEC include:

Name Relationship Holdings Value Past Year Net Change Change % Report Date
Randall C. Barnes Director, TRUSTEE $954 K +$614 K +180% Jan 30, 2024
Ronald E. Toupin Jr Director, TRUSTEE $162 K +$22.9 K +16.5% Apr 1, 2024
Angela Brock-Kyle Director, TRUSTEE $31.2 K +$9.99 K +47% Oct 23, 2023
Sandra G. Sponem Director, TRUSTEE $13.9 K Jun 9, 2022
Ronald Nyberg Director, TRUSTEE $11.1 K Nov 1, 2022
William Rehder Assistant Vice President Nov 26, 2021
Evan Loring Serdensky Portfolio Manager Nov 24, 2021
James Howley Assistant Treasurer Nov 24, 2021
Orenzo Perry Hollowell III Portfolio Manager Nov 24, 2021
Mark Mathiasen Secretary Nov 24, 2021
Guggenheim Partners Investment Management, LLC Investment Adviser Affiliate Nov 24, 2021
John L. Sullivan CFO, Chf Acctng Off & Treas. Nov 24, 2021
Kimberly J. Scott Assistant Treasurer Nov 24, 2021
Joanna M. Catalucci Interim CCO Nov 24, 2021
Thomas F. Lydon Director, Trustee Nov 24, 2021
Guggenheim Funds Investment Advisors, Llc Investment Adviser Nov 24, 2021
Anne Bookwalter Walsh Managing Dir. to Subadvisor Nov 24, 2021
B. Scott Minerd Chief Inv. Officer of Adviser Nov 26, 2021
Brian E. Binder President and CEO Nov 24, 2021
Bryan Stone Vice President Nov 24, 2021
Michael P. Megaris Assistant Secretary Nov 24, 2021
Adam Bloch portfolio manager Nov 24, 2021
Steven H. Brown Portfolio Manager Nov 24, 2021
Glenn McWhinnie Assistant Treasurer Nov 24, 2021
Jon Szafran Assistant Treasurer Nov 24, 2021

Recent Insider Transactions by Companies or Individuals for Guggenheim Active Allocation Fund

Insider Class Transaction % Value $ Price $ Shares Shares Owned Date Ownership